|
Session
|
Title
|
Presenter |
|
1.1
|
Opening Address
|
Paul
McCarthy |
|
1.2
|
Setting the Scene
|
|
|
1.3
|
The Need for Financial
Services Regulation
|
Amanda
Goodban |
|
1.4
|
Facilitated Group Discussion
|
|
|
1.5
|
Group Presentations
|
|
|
1.6
|
Life Insurance: IAIS Prudential Regulation Principles
|
|
|
1.7
|
Pensions: Regulation and Issues
|
David
Knox |
|
1.8
|
Panel Discussion: Current Regulatory Positions and Issues
|
|
|
1.9
|
Introduction to Case Study
|
|
|
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DAY
2: Tuesday 17 July 2001
Theme: Emerging Trends
|
|
Session
|
Title
|
Presenter |
|
2.1
|
Day 2: Overview and Objectives
|
|
|
2.2
|
Group Follow-up from Day 1 (sessions 1.4/1.5)
|
|
|
2.3
|
Future
Trends and Issues |
|
|
2.4
|
Phases
of Market Development
Market Forces
v Regulation
|
Bjorn
Baklien
Rob Brown |
|
2.5
|
E-commerce
E-commerce
|
Jules
Gribble
Sharman Grant |
|
2.6
|
Financial Statements Analysis
|
|
|
2.7
|
Financial Statements Analysis: Tutorial
|
|
|
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DAY
3: Wednesday 18 March 2001
Theme: Business Financial Risk
|
|
Session
|
Title
|
Presenter |
|
3.1
|
Day 3: Overview and Objectives
|
|
|
3.2
|
Case Study Commentary
|
|
|
3.3
|
Macro Environmental Financial and Structural Risks Impacting
Life Insurance and Pensions
|
|
|
3.4
|
Guarantees and Life Insurance
|
Mike
Paterson |
|
3.5
|
Inflation Risk
|
|
|
3.6
|
Asset Management and Risks
|
|
|
3.7
|
Case Study: Facilitated Group Discussion
|
|
|
3.8
|
Case Study: Group Summary Presentations
|
|
|
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DAY 4: Thursday 19 July
2001
Theme: Consumers and Disclosure
|
|
Session
|
Title
|
Presenter |
|
4.1
|
Day 4: Overview and Objectives
|
|
|
4.2
|
Case Study Commentary
|
|
|
4.3
|
Policyholder Reasonable
Expectations and Consumer Responsibilities
|
Steve
Varney |
|
4.4
|
A Regional View on Disclosure
|
|
|
4.5
|
Australian Consumer
Protection Principles
|
|
|
4.6
|
Panel Discussion: Consumer Protection - Issues and the Future
|
|
|
4.7
|
Unity Linked Products
|
|
|
4.8
|
Enforceable Undertakings
|
Sharman
Grant |
|
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DAY
5: Friday 20 March 2001
Theme: Regulatory Capacity and Risk Management
|
|
Session
|
Title
|
Presenter |
|
5.1
|
Day 5: Overview and Objectives
|
|
|
5.2
|
Case Study Commentary
|
|
|
5.3
|
Regulatory Risk Assessment Techniques
- LIfe Insurance
- Superannuation
|
Andrew
Milford |
|
5.4
|
A Business Perspective on Risk Management
|
|
|
5.5
|
Regulatory Capacities
|
|
|
5.6
|
Panel Discussion: Issues, Impediments and How to Address Them
|
|
|
5.7
|
Commonwealth Bank of Australia: Discussions with Senior Management
|
|
|
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____
DAY 6: Tuesday 24 July
2001
Theme:
Financial Risk and Prudential Management
|
|
Session
|
Title
|
Presenter |
|
6.1
|
Day 6: Overview and Objectives
|
|
|
6.2
|
Case Study Commentary
|
|
|
6.3
|
Minimum Valuation
Bases
|
Jules
Gribble |
|
6.4
|
Asset Liability Management Principles
|
|
|
6.5
|
Regulatory Prudential Standards
|
|
|
6.6
|
Capital Adequacy for Pensions
|
|
|
6.7
|
Panel Discussion: Assessing Financial Condition
|
|
|
6.8
|
Assessing a Life Company from Regulatory Reporting
|
|
|
6.9
|
AXA: Discussions with Senior Management
|
|
|
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DAY 7: Wednesday 25 July 2001
Theme:
Operational Risk and Management
|
|
Session
|
Title
|
Presenter |
|
7.1
|
Day 7: Overview and Objectives
|
|
|
7.2
|
Case Study Commentary
|
|
|
7.3
|
Regulatory Assessment of Operational Risk
|
|
|
7.4
|
Reinsurance - A Management Tool
|
|
|
7.5
|
Regulatory Assessment of Operational Risk
|
|
|
7.6
|
Panel Discussion: Assessing and Managing Risk
|
|
|
7.7
|
Case Study: Facilitated Group Discussion
|
|
|
7.8
|
Case Study: Group Summary Presentations
|
|
|
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DAY 8: Thursday 26 July
2001
Theme: Management Structures and
Corporate Governance
|
|
Session
|
Title
|
Presenter |
|
8.1
|
Day 8: Overview and Objectives
|
|
|
8.2
|
Case Study Commentary
|
|
|
8.3
|
Principles of Corporate Governance
|
Michelene
Hart |
|
8.4
|
Managing an Exit
|
|
|
8.5
|
Discussion from 8.3, 8.4
|
|
|
8.6
|
Role of the Independent
Professional
|
Rob
Brown |
|
8.7
|
APRA Comments on Corporate Governance
|
|
|
8.8
|
Panel Discussion: How to Achieve Appropriate Corporate Governance
|
|
|
8.9
|
Case Study: Facilitated Group Discussion
|
|
|
Back to top
DAY
9: Friday 27 July 2001
Theme:
Case Study Reports
and The Future
|
|
Session
|
Title
|
Presenter |
|
9.1
|
Day 9: Overview and Objectives
|
|
|
9.2
|
Future
of Best Practice Regulation
|
|
|
9.3 & 9.4
|
Case
Study Presentations
|
|
|
9.5
|
Symposium Review
|
|
|
9.6
|
Panel Session: Moving Forward
|
|
|
9.7
|
Graduation Ceremony & Presentation of Certificates
|
|
Back to top
|