Managing Regulatory Change in Life Insurance and Pensions
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March 2003 Training Program: Papers

See also Course Outline and Prereadings for Training Program 5

Session

Title

Presenter / Facilitator

1.3

The Need for Financial Services Regulation

Lorraine Allan

1.7

Pensions:  Regulation and Issues

David Knox

1.8

Risk Framework for Financial Regulation

David Knox /Jules Gribble

2.6

Market Forces vs Regulation

Rob Brown

2.7

e-commerce

Magdaline Gih

3.3

Guarantees and Life Insurance & Pensions

Jules Gribble

3.5

Asset Management and Risks - A Regulatory Perspective

S Venkatramani

4.2

Regulatory Risk Assessment Techniques

Tony Jelic

4.6

Enforceable Undertakings

Colin Grant

4.7

Unit Linked Products

Jules Gribble

5.2

Policyholder Reasonable Expectations and Consumer Responsibilities

Kevin Davis

5.4

Australian Consumer Protection Principles

Ian Coltman

5.6

Australian Financial Services Reform Act

Frank Varga

6.2L

Minimum Valuation Bases

Jules Gribble

6.6

Assessing Financial Condition of a Life Company from Regulatory Reporting

Robert Thomson

7.4

Principles of Corporate Governance

John Hatton

7.5

Role of the Independent Professional

Rob Brown

7.7

Managing a Pension Failure

Steve Neilsen

8.2L

Reinsurance – A Management Tool

Dave Morris

 

 
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