Training Course • 15-26 July 2002

Papers

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Session 1.1: Opening Address

• François de Méneval, Group Strategy Manger, AXA Asia Pacific - PDF file, 11 Kb

Session 1.3: The Need for Financial Services Regulation

• Lorraine Allan, Financial Institutions Division, The Treasury - PDF file, 33 Kb

Session 1.7: Pensions: Regulations and Issues

• Dr David Knox, Director, PricewaterhouseCoopers Actuarial - PDF file, 65 KB

Session 1.8: Initial Risk Framework for Financial Regulation of Institutions

• Dr David Knox, Director, PricewaterhouseCoopers Actuarial - PDF file, 27 Kb

Session 2.6: Market Forces Vs Regulation

• Rob Brown, Professor of Finance, University of Melbourne - PDF file, 17 Kb

Session 2.7: Managing Regulatory Change in the World of e-Commerce

• Linda Sandwell, Analyst, ASIC - PDF file, 63 Kb

Session 2.9: Financial Analysis Questions

• Sample balance sheet, profit and loss statement and questions - PDF file, 10 Kb

Session 3.3: Guarantees and Life Insurance Products

• Mike Paterson, Regional Actuary, IFS, Commonwealth Bank - PDF file, 29 Kb

Session 3.5: Asset Management and Risks

• S.G.Venkatramani, General Manager, APRA, Sydney - PDF file, 46 Kb

Session 4.2: Regulatory Risk Assessment Techniques

• Demelza Porteous, Manager, Diversified Institutions Division, APRA - PDF file - 51 Kb

Session 4.6: Enforceable Undertakings

• Tower Life Australia Limited - PDF file, 315 Kb

Session 4.7: Unitised Products

• Jules Gribble, Program Co-ordinator - PDF file, 52 Kb

Session 5.2: Policyholder Reasonable Expectations and Consumer Responsibilities

• Dr David Knox, Director, PricewaterhouseCoopers Actuarial - PDF file, 28 Kb

Session 5.6: Australian Financial Services Reform Act: Objectives & Implications of the New Regime

• Linda Sandwell, ASIC - PDF file, 34 Kb

Session 6.2: Minimum Valuation Bases

• Jules Gribble, Program Co-ordinator - PDF file, 28 Kb

Session 6.6: Assessing A Life Company From Regulatory Reporting

• Robert Thomson, APRA - PDF file, 15 Kb

Session 7.3: The Principles of Corporate Governance

• John Hatton, Company Secretary, Commonwealth Bank of Australia - PDF file, 45 Kb

Session 7.4: The Role Of The Independent Professional

• Rob Brown, Professor of Finance, University of Melbourne - PDF file, 17 Kb

Session 8.3: Regulatory Assessment Of Operation Risks

• Kim Vandyke, APRA - PDF file, 297 Kb

Session 8.4: Licensing: Organisational Capacities

• Frank Varga - PDF file, 147 Kb